Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000
  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Ramon Langhorne Astor

    IRN MRA01028

    • CF1 Director (1 Dec 2001 to 2 Apr 2009)
  • Myles White

    IRN MBW01052

    • [FCA CF] Client dealing (25 Jun 2020 to 18 Apr 2023)
    • CF30 Customer (24 Jun 2013 to 8 Dec 2019)
  • Natasha Trathen

    IRN NXT00104

    • [FCA CF] Significant management (16 Jun 2021 to 26 Sep 2022)
  • Natsha Tiffany Meinertzhagen

    IRN NTM01014

    • CF27 Investment Management (1 Dec 2001 to 13 Apr 2006)
  • Nazam Shabir

    IRN NXS00298

    • SMF16 Compliance Oversight (24 Apr 2024 to 31 Jan 2025)
  • Neil Campling

    IRN NAC01033

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF27 Investment Management (18 Feb 2003 to 31 Oct 2007)
  • Nicholas Charles Brind

    IRN NCB01032

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF27 Investment Management (11 Apr 2005 to 31 Oct 2007)
  • Nicholas Deacon

    IRN NXD00148

    • [FCA CF] Client dealing (since 25 Jun 2020)
  • Nicholas Hayes

    IRN NXH01278

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF27 Investment Management (14 Oct 2004 to 31 Oct 2007)
  • Nicholas James Evans

    IRN NJE01049

    • CF30 Customer (25 Jun 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.