Nicholas Charles Brind

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Polar Capital LLP

    FRN 438046

    • [FCA CF] Client dealing (since 1 Apr 2020)
    • CF4 Partner (22 Oct 2010 to 9 Dec 2019)
    • CF30 Customer (6 Oct 2010 to 6 Oct 2010)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF27 Investment Management (11 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.