Neil Campling

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ronit Capital LLP (no longer approved here)
FRN 593541
- [FCA CF] Client dealing (23 Feb 2023 to 16 Sep 2024)
Northern Trust Securities LLP (no longer approved here)
FRN 465131
- CF4 Partner (1 Feb 2010 to 11 Aug 2011)
- CF30 Customer (9 Feb 2009 to 30 May 2014)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF27 Investment Management (18 Feb 2003 to 31 Oct 2007)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF27 Investment Management (1 Dec 2001 to 1 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.