Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000
  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Sheridan

    IRN NJS01079

    • CF30 Customer (1 Nov 2007 to 10 Jun 2013)
    • CF27 Investment Management (2 Jul 2007 to 31 Oct 2007)
  • Nicholas Toby Hiscock

    IRN NTH01015

    • CF1 Director (7 Apr 2009 to 1 Sep 2009)
  • Nicholas Vincent Styman

    IRN NVS01005

    • CF10 Compliance Oversight (10 Apr 2014 to 22 Jul 2016)
    • CF11 Money Laundering Reporting (10 Apr 2014 to 22 Jul 2016)
  • Nigel Bartram

    IRN NXB00251

    • [FCA CF] Significant management (25 Jun 2020 to 31 Jan 2023)
  • Nigel Edward de Burgh Marsh

    IRN NED01010

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF27 Investment Management (2 Feb 2004 to 31 Oct 2007)
  • Oliver Willaim Adcock

    IRN OWA01001

    • CF30 Customer (13 Feb 2009 to 4 Jul 2011)
  • Palvir Kaur Bahia

    IRN PKB01046

    • CF30 Customer (18 Mar 2009 to 30 Apr 2009)
  • Patrick John Sumner

    IRN PJS01194

    • CF30 Customer (24 Jun 2013 to 1 Apr 2014)
  • Patrick Richard Evershed

    IRN PRE01026

    • CF30 Customer (1 Nov 2007 to 23 Sep 2008)
    • CF1 Director (2 Apr 2002 to 23 Sep 2008)
    • CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
  • Paul Anthony Craig

    IRN PAC01103

    • CF30 Customer (1 Nov 2007 to 10 Jun 2013)
    • CF1 Director (23 Mar 2007 to 2 Apr 2009)
    • CF27 Investment Management (1 Sep 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.