Nuveen Management AIFM Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
201 Bishopsgate9th FloorLondonEC2M 3BNUNITED KINGDOM- Phone
- +4402037278000
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Complaints Contact
201 BishopsgateLondonEC2M 3BNUNITED KINGDOM- Phone
- +4402037258321
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas Sheridan
IRN NJS01079
- CF30 Customer (1 Nov 2007 to 10 Jun 2013)
- CF27 Investment Management (2 Jul 2007 to 31 Oct 2007)
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Nicholas Toby Hiscock
IRN NTH01015
- CF1 Director (7 Apr 2009 to 1 Sep 2009)
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Nicholas Vincent Styman
IRN NVS01005
- CF10 Compliance Oversight (10 Apr 2014 to 22 Jul 2016)
- CF11 Money Laundering Reporting (10 Apr 2014 to 22 Jul 2016)
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Nigel Bartram
IRN NXB00251
- [FCA CF] Significant management (25 Jun 2020 to 31 Jan 2023)
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Nigel Edward de Burgh Marsh
IRN NED01010
- CF30 Customer (1 Nov 2007 to 31 Mar 2009)
- CF27 Investment Management (2 Feb 2004 to 31 Oct 2007)
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Oliver Willaim Adcock
IRN OWA01001
- CF30 Customer (13 Feb 2009 to 4 Jul 2011)
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Palvir Kaur Bahia
IRN PKB01046
- CF30 Customer (18 Mar 2009 to 30 Apr 2009)
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Patrick John Sumner
IRN PJS01194
- CF30 Customer (24 Jun 2013 to 1 Apr 2014)
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Patrick Richard Evershed
IRN PRE01026
- CF30 Customer (1 Nov 2007 to 23 Sep 2008)
- CF1 Director (2 Apr 2002 to 23 Sep 2008)
- CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
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Paul Anthony Craig
IRN PAC01103
- CF30 Customer (1 Nov 2007 to 10 Jun 2013)
- CF1 Director (23 Mar 2007 to 2 Apr 2009)
- CF27 Investment Management (1 Sep 2003 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.