Nicholas Vincent Styman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Sep 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Sep 2024)
    • CF10 Compliance Oversight (25 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Aug 2016 to 8 Dec 2019)
  • Nuveen Investment Management International Limited (no longer approved here)

    FRN 141668

    • CF10 Compliance Oversight (10 Apr 2014 to 22 Jul 2016)
    • CF11 Money Laundering Reporting (10 Apr 2014 to 22 Jul 2016)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF10 Compliance Oversight (10 Apr 2014 to 22 Jul 2016)
    • CF11 Money Laundering Reporting (10 Apr 2014 to 22 Jul 2016)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • CF10 Compliance Oversight (1 May 2003 to 22 Jan 2013)
    • CF11 Money Laundering Reporting (1 May 2003 to 22 Jan 2013)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF11 Money Laundering Reporting (1 May 2003 to 22 Jan 2013)
    • CF10 Compliance Oversight (1 May 2003 to 22 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.