Nuveen Management AIFM Limited

Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000

  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Nicholls

    IRN PJN01056

    • [FCA CF] Significant management (21 May 2020 to 3 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Nov 2021)
    • Responsible for Insurance Mediation (10 Nov 2017 to 30 Sep 2018)
    • CF29 Significant management (7 Jul 2017 to 8 Dec 2019)
  • Paul Rought

    IRN PXR00237

    • [FCA CF] Significant management (since 3 Nov 2021)
  • Peter Gibson Neal

    IRN PXN23760

    • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
  • Peter Hansell

    IRN PEH01085

    • [FCA CF] Client dealing (4 Oct 2021 to 20 Aug 2024)
  • Peter Simon Kulczycki

    IRN PSK01048

    • CF28 Systems and controls (1 Apr 2014 to 8 Dec 2019)
  • Philip Alan Butt

    IRN PAB01148

    • CF2 Non Executive Director (6 Jul 2004 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Jul 2004)
  • Philip Firmin

    IRN PXF24627

    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Feb 2020 to 30 Jul 2021)
  • Philip John Roantree

    IRN PJR01137

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF1 Director (6 Jun 2005 to 2 Apr 2009)
    • CF27 Investment Management (24 Feb 2003 to 31 Oct 2007)
  • Philip Payne

    IRN PJP01045

    • CF30 Customer (2 Jul 2009 to 10 Jun 2013)
  • Phillip Gerald Goff

    IRN PGG01070

    • CF2 Non Executive Director (6 Oct 2015 to 10 May 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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