Philip John Roantree

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED

    FRN 119368

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (16 Sep 2014 to 8 Dec 2019)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF1 Director (6 Jun 2005 to 2 Apr 2009)
    • CF27 Investment Management (24 Feb 2003 to 31 Oct 2007)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF27 Investment Management (1 Dec 2001 to 21 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.