Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • [FCA CF] Client dealing (17 Apr 2020 to 30 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Feb 2005 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 5 Sep 2003)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • [FCA CF] Material risk taker (17 Apr 2020 to 30 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 12 Feb 2018)
    • CF26 Customer Trading (1 Dec 2001 to 5 Sep 2003)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (2 Jul 2009 to 10 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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