Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (17 Apr 2020 to 30 Apr 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (2 Feb 2005 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 5 Sep 2003)
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- [FCA CF] Material risk taker (17 Apr 2020 to 30 Apr 2022)
- CF30 Customer (1 Nov 2007 to 12 Feb 2018)
- CF26 Customer Trading (1 Dec 2001 to 5 Sep 2003)
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- CF30 Customer (2 Jul 2009 to 10 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.