Paul Nicholls

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nuveen Investment Management International Limited (no longer approved here)

    FRN 141668

    • [FCA CF] Significant management (21 May 2020 to 3 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Nov 2021)
    • Responsible for Insurance Mediation (9 Aug 2017 to 30 Sep 2018)
    • CF29 Significant management (3 Jul 2017 to 8 Dec 2019)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • [FCA CF] Significant management (21 May 2020 to 3 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Nov 2021)
    • Responsible for Insurance Mediation (10 Nov 2017 to 30 Sep 2018)
    • CF29 Significant management (7 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.