Nicholas Hayes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED

    FRN 119368

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 7 Jun 2022)
    • CF30 Customer (21 Jun 2010 to 8 Dec 2019)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF27 Investment Management (14 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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