Nuveen Investment Management International Limited

• Principal Place of Business

  9th Floor

  201 Bishopsgate

  London

  City Of London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037278000

  Web

  https://www.nuveen.com/global/?type=uk

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +4402037258321

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rachel Green

  IRN RXG01930

  • [FCA CF] Client dealing (9 Mar 2021 to 16 Jun 2022)
• Ramsay Mahmoud Nafa

  IRN RMN01047

  • SMF16 Compliance Oversight (29 May 2025 to 30 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2020)
  • CF10 Compliance Oversight (10 Apr 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Apr 2017 to 8 Dec 2019)
• Randy Giraldo

  IRN RXG00464

  • SMF3 Executive Director (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 10 Oct 2023)
  • [FCA CF] Material risk taker (since 10 Oct 2023)
  • [FCA CF] Manager of certification employee (since 12 Sep 2023)
• Raymond John Adderley

  IRN RJA01182

  • [FCA CF] Client dealing (since 11 Oct 2022)
  • [FCA CF] Material risk taker (since 11 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 28 Jun 2022)
  • CF1 Director (27 May 2016 to 8 Dec 2019)
• Rebecca Louise Cray

  IRN RLC01061

  • CF11 Money Laundering Reporting (9 Apr 2009 to 28 Jan 2011)
• Richard David Lewis

  IRN RDL01047

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF14 Risk Assessment (1 Dec 2001 to 1 Sep 2002)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Richard Hamilton-Grey

  IRN RXH00771

  • [FCA CF] Material risk taker (since 12 Aug 2024)
  • [FCA CF] Client dealing (since 12 Aug 2024)
• Richard Patrick McNamara

  IRN RPM01040

  • CF1 Director (7 Apr 2014 to 1 Jun 2015)
• Robert MacQueen

  IRN RMM01192

  • [FCA CF] Client dealing (since 21 May 2020)
  • CF30 Customer (1 Oct 2016 to 8 Dec 2019)
• Robin Hutchison

  IRN RXH23687

  • [FCA CF] Client dealing (since 21 May 2020)
  • CF30 Customer (13 Nov 2019 to 8 Dec 2019)

• WorldInvest Bermuda Limited (no longer appointed)

  FRN 205617 · Appointed 24 Jul 1996 · Until 31 May 2000

• WorldInvest Management Australia Pty Ltd (no longer appointed)

  FRN 205616 · Appointed 24 Jul 1996 · Until 23 Dec 1998

• Worldinvest International Inc (no longer appointed)

  FRN 205612 · Appointed 1 Mar 1996 · Until 31 Dec 2000

No changes recorded yet.