Nuveen Investment Management International Limited

• Principal Place of Business

  9th Floor

  201 Bishopsgate

  London

  City Of London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037278000

  Web

  https://www.nuveen.com/global/?type=uk

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +4402037258321

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roger Paul Greville

  IRN RPG01015

  • CF1 Director (14 Apr 2009 to 7 Dec 2011)
• Rune Sanbeck

  IRN RSN01022

  • CF30 Customer (30 Jul 2018 to 27 Jun 2019)
• Rupert Francis James Henry Ruvigny

  IRN RFR01020

  • CF28 Systems and controls (1 Nov 2007 to 2 Apr 2009)
  • CF11 Money Laundering Reporting (2 Jun 2006 to 2 Apr 2009)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 2 Apr 2009)
  • CF10 Compliance Oversight (1 Dec 2001 to 2 Apr 2009)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
• Salim Mansoor

  IRN SXM04801

  • SMF16 Compliance Oversight (since 30 Sep 2025)
• Samrat Kanodia

  IRN SXK01487

  • [FCA CF] Material risk taker (27 Mar 2024 to 10 Mar 2025)
  • [FCA CF] Client dealing (27 Mar 2024 to 10 Mar 2025)
• Savannah Peachey

  IRN SXP00795

  • [FCA CF] Client dealing (since 28 Jun 2023)
• Sebastien Gorrec

  IRN SXG22838

  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
• Shawn Robert Kaufman

  IRN SRK01045

  • CF30 Customer (9 Jul 2014 to 8 Dec 2019)
• Shirley Jill Garrood

  IRN SJG01171

  • CF1 Director (29 Apr 2009 to 26 Jun 2013)
• Shirley Tran

  IRN SXT00294

  • SMF3 Executive Director (since 19 Jul 2022)
  • [FCA CF] Significant management (17 Aug 2020 to 10 Mar 2023)

• WorldInvest Bermuda Limited (no longer appointed)

  FRN 205617 · Appointed 24 Jul 1996 · Until 31 May 2000

• WorldInvest Management Australia Pty Ltd (no longer appointed)

  FRN 205616 · Appointed 24 Jul 1996 · Until 23 Dec 1998

• Worldinvest International Inc (no longer appointed)

  FRN 205612 · Appointed 1 Mar 1996 · Until 31 Dec 2000

No changes recorded yet.