Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Sergio Colantuono

  IRN SXC02112

  • [FCA CF] Manager of certification employee (1 Jun 2023 to 11 Sep 2023)
  • [FCA CF] Material risk taker (12 Jul 2022 to 11 Sep 2023)
  • [FCA CF] Client dealing (25 May 2022 to 11 Sep 2023)
• Shachar Reches

  IRN SXR01598

  • [FCA CF] Significant management (24 Mar 2021 to 12 Aug 2022)
• Shafik Visram

  IRN SXV00074

  • [FCA CF] Significant management (since 7 Apr 2021)
• Shahil Ghelani

  IRN SXG01931

  • [FCA CF] Material risk taker (since 6 Feb 2024)
  • [FCA CF] Client dealing (since 31 Jan 2024)
  • [FCA CF] Manager of certification employee (since 31 Jan 2024)
• Shail Surendra Nathvani

  IRN SXN01391

  • [FCA CF] Client dealing (18 Jul 2018 to 16 Mar 2019)
• Shaun Peter Bramham

  IRN SXB25030

  • [FCA CF] Significant management (29 Sep 2021 to 7 Jul 2023)
• Shinji Miyasaka

  IRN SXM02479

  • [FCA CF] Material risk taker (since 3 Aug 2023)
  • [FCA CF] Client dealing (since 8 Dec 2020)
  • [FCA CF] Material risk taker (2 Nov 2016 to 1 Apr 2019)
  • [FCA CF] Client dealing (2 Nov 2016 to 1 Apr 2019)
  • CF30 Customer (12 Jul 2012 to 6 Mar 2016)
• Shiv Kapoor

  IRN SXK01590

  • [FCA CF] Material risk taker (since 5 May 2025)
  • [FCA CF] Manager of certification employee (since 5 May 2025)
  • [FCA CF] Manager of certification employee (29 Sep 2021 to 14 Feb 2023)
  • [FCA CF] Significant management (24 Mar 2021 to 14 Feb 2023)
• Shivaprashanth Nagaraj Vaidya

  IRN SNV01001

  • [FCA CF] Client dealing (5 Nov 2018 to 20 May 2019)
• Shrey Ginoria

  IRN SXG01829

  • [FCA CF] Manager of certification employee (since 3 Jul 2025)
  • [FCA CF] Client dealing (since 5 Sep 2023)

No changes recorded yet.