Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 3 Aug 2023)
- [FCA CF] Client dealing (since 8 Dec 2020)
- [FCA CF] Material risk taker (2 Nov 2016 to 1 Apr 2019)
- [FCA CF] Client dealing (2 Nov 2016 to 1 Apr 2019)
- CF30 Customer (12 Jul 2012 to 6 Mar 2016)
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 14 Oct 2020)
- [FCA CF] Client dealing (since 30 Jul 2020)
- [FCA CF] Material risk taker (2 Nov 2016 to 1 Apr 2019)
- [FCA CF] Client dealing (2 Nov 2016 to 1 Apr 2019)
- CF30 Customer (25 Nov 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.