Shiv Kapoor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 5 May 2025)
    • [FCA CF] Material risk taker (since 3 Nov 2016)
    • [FCA CF] Significant management (24 Mar 2021 to 14 Feb 2023)
    • [FCA CF] Manager of certification employee (29 Aug 2018 to 6 Jul 2019)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 5 May 2025)
    • [FCA CF] Material risk taker (since 5 May 2025)
    • [FCA CF] Manager of certification employee (29 Sep 2021 to 14 Feb 2023)
    • [FCA CF] Significant management (24 Mar 2021 to 14 Feb 2023)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF1 Director (7 Apr 2008 to 16 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.