Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Algorithmic trading (28 Jun 2023 to 9 Jul 2023)
- [FCA CF] Manager of certification employee (1 Jun 2023 to 11 Sep 2023)
- [FCA CF] Material risk taker (12 Jul 2022 to 11 Sep 2023)
- [FCA CF] Client dealing (25 May 2022 to 11 Sep 2023)
- CF30 Customer (9 Sep 2010 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (1 Jun 2023 to 11 Sep 2023)
- [FCA CF] Material risk taker (12 Jul 2022 to 11 Sep 2023)
- [FCA CF] Client dealing (25 May 2022 to 11 Sep 2023)
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- [FCA CF] Client dealing (19 Oct 2020 to 14 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.