Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (28 Jun 2023 to 9 Jul 2023)
    • [FCA CF] Manager of certification employee (1 Jun 2023 to 11 Sep 2023)
    • [FCA CF] Material risk taker (12 Jul 2022 to 11 Sep 2023)
    • [FCA CF] Client dealing (25 May 2022 to 11 Sep 2023)
    • CF30 Customer (9 Sep 2010 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (1 Jun 2023 to 11 Sep 2023)
    • [FCA CF] Material risk taker (12 Jul 2022 to 11 Sep 2023)
    • [FCA CF] Client dealing (25 May 2022 to 11 Sep 2023)
  • Eisler Capital (UK) Ltd (no longer approved here)

    FRN 709654

    • [FCA CF] Client dealing (19 Oct 2020 to 14 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.