Date authorised
1 March 2016
Companies House
09601428
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181
  • Complaints Contact

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abhishek Singhania

    IRN AXS02336

    • [FCA CF] Client dealing (10 Feb 2020 to 29 Jun 2021)
  • Adam Keith Sutton

    IRN AXS01596

    • [FCA CF] Material risk taker (2 May 2023 to 31 Oct 2023)
    • [FCA CF] Client dealing (22 Nov 2021 to 31 Oct 2023)
  • Adel Hicham Aziz Benharrats

    IRN AHB01074

    • [FCA CF] Client dealing (17 Feb 2020 to 28 Feb 2020)
  • Adrian Robert Smaus

    IRN ARS01072

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2022)
    • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
  • Adrien Delattre

    IRN AJD01381

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Dec 2021)
    • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
  • Akshat Shrivastava

    IRN AXS02866

    • [FCA CF] Client dealing (22 Jun 2023 to 12 Nov 2025)
  • Alberto Fabbri

    IRN AXF02079

    • [FCA CF] Material risk taker (24 Jan 2025 to 17 Nov 2025)
    • [FCA CF] Client dealing (24 Jan 2025 to 17 Nov 2025)
  • Alexander Alekseev

    IRN AXA02641

    • [FCA CF] Algorithmic trading (15 May 2024 to 8 Sep 2025)
    • [FCA CF] Material risk taker (15 May 2024 to 8 Sep 2025)
    • [FCA CF] Client dealing (15 Jan 2024 to 8 Sep 2025)
  • Alexander Morgan

    IRN AXM61639

    • [FCA CF] Client dealing (6 Jun 2023 to 3 Apr 2025)
  • Alexandre Loreau

    IRN AXL00228

    • [FCA CF] Significant management (31 Mar 2021 to 28 Jan 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.