Adam Keith Sutton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vittoria and Partners LLP (no longer approved here)
FRN 709710
- [FCA CF] Client dealing (6 Jun 2024 to 19 Nov 2024)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- [FCA CF] Client dealing (28 Nov 2023 to 15 Mar 2024)
Eisler Capital (UK) Ltd (no longer approved here)
FRN 709654
- [FCA CF] Material risk taker (2 May 2023 to 31 Oct 2023)
- [FCA CF] Client dealing (22 Nov 2021 to 31 Oct 2023)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF4 Partner (14 Feb 2018 to 5 Sep 2019)
- CF30 Customer (2 Jan 2018 to 5 Sep 2019)
Balyasny Asset Management (UK) LLP (no longer approved here)
FRN 403302
- CF30 Customer (27 Dec 2013 to 20 Sep 2017)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- CF30 Customer (28 Apr 2010 to 1 Jun 2011)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.