Date authorised
1 March 2016
Companies House
09601428
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181
  • Complaints Contact

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ali Homayoun

    IRN AXH01316

    • [FCA CF] Client dealing (31 Mar 2021 to 17 Nov 2025)
  • Amar Bhachoo

    IRN AXB03022

    • [FCA CF] Client dealing (16 Feb 2024 to 3 Nov 2025)
  • Amir Fais

    IRN AXF01492

    • [FCA CF] Client dealing (15 May 2023 to 17 Sep 2023)
  • Andrew Benito

    IRN AXB02795

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Andrew Guenette

    IRN AXG00310

    • [FCA CF] Material risk taker (9 Dec 2019 to 14 May 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 14 May 2021)
  • Andrew Pena

    IRN AXP01323

    • [FCA CF] Significant management (9 Dec 2019 to 17 Nov 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2025)
    • CF30 Customer (10 May 2018 to 8 Dec 2019)
  • Andrew William Deeley

    IRN AWD01053

    • CF30 Customer (1 Mar 2016 to 20 Jun 2019)
  • Angelo Haritsis

    IRN AXH01362

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Oct 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 4 Oct 2024)
  • Antoine Michel Yvon Ged

    IRN AMG01204

    • [FCA CF] Client dealing (16 Jul 2020 to 24 Feb 2022)
  • Antonio Sebastiano Di Casoli

    IRN ASD01111

    • [FCA CF] Client dealing (5 Aug 2020 to 20 Aug 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.