Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Dec 2019 to 4 Oct 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Oct 2024)
- [FCA CF] Significant management (9 Dec 2019 to 4 Oct 2024)
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- [FCA CF] Material risk taker (7 Mar 2016 to 4 Jul 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Jul 2018)
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- CF30 Customer (1 Nov 2007 to 2 Sep 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.