Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Shreyans Surana

  IRN SXS02613

  • [FCA CF] Client dealing (3 May 2018 to 10 Jun 2019)
• Shreyash Gupta

  IRN SXG01840

  • [FCA CF] Significant management (since 8 Apr 2026)
  • [FCA CF] Manager of certification employee (since 12 Jan 2024)
  • [FCA CF] Material risk taker (since 15 Nov 2019)
  • [FCA CF] Client dealing (since 11 Jan 2018)
• Shubhankar Nayak

  IRN SXN01240

  • [FCA CF] Client dealing (since 25 Jan 2022)
  • [FCA CF] Material risk taker (since 25 Jan 2022)
  • [FCA CF] Manager of certification employee (24 Feb 2020 to 7 Jun 2020)
• Shuyan Zhang

  IRN SXZ00014

  • [FCA CF] Client dealing (since 3 Feb 2021)
• Shwetank Bhatnagar

  IRN SXB00124

  • [FCA CF] Material risk taker (since 11 Nov 2025)
  • [FCA CF] Client dealing (since 13 Mar 2025)
• Sidharth Krishnakumar

  IRN SXK81466

  • [FCA CF] Client dealing (since 12 Nov 2025)
• Sidi-Mohamed Saaf

  IRN SXS38144

  • [FCA CF] Client dealing (18 Jul 2022 to 8 Sep 2023)
  • [FCA CF] Material risk taker (18 Jul 2022 to 8 Sep 2023)
• Simiao Yu

  IRN SXY00140

  • [FCA CF] Client dealing (29 Apr 2025 to 17 Jun 2025)
• Simon Connolly Macintosh Macleod

  IRN SXM04590

  • [FCA CF] Client dealing (15 Oct 2024 to 18 Dec 2025)
• Simon Cook

  IRN SJC01193

  • [FCA CF] Client dealing (25 May 2017 to 20 May 2019)
  • [FCA CF] Material risk taker (25 May 2017 to 20 May 2019)

No changes recorded yet.