Simon Cook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Client dealing (since 19 Mar 2026)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (26 Jun 2023 to 27 Jun 2023)
    • [FCA CF] Client dealing (2 Nov 2016 to 20 May 2019)
    • [FCA CF] Material risk taker (2 Nov 2016 to 20 May 2019)
    • CF30 Customer (14 Sep 2011 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (25 May 2017 to 20 May 2019)
    • [FCA CF] Material risk taker (25 May 2017 to 20 May 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (2 Aug 2010 to 11 May 2011)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (2 Aug 2010 to 11 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.