Shreyash Gupta

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Significant management (since 8 Apr 2026)
    • [FCA CF] Manager of certification employee (since 7 Jul 2023)
    • [FCA CF] Material risk taker (since 17 Oct 2018)
    • [FCA CF] Client dealing (since 11 Nov 2016)
    • CF30 Customer (17 Nov 2011 to 6 Mar 2016)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Significant management (since 8 Apr 2026)
    • [FCA CF] Manager of certification employee (since 12 Jan 2024)
    • [FCA CF] Material risk taker (since 15 Nov 2019)
    • [FCA CF] Client dealing (since 11 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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