Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (24 Mar 2021 to 12 Aug 2022)
    • [FCA CF] Material risk taker (4 Nov 2016 to 12 Aug 2022)
    • [FCA CF] Client dealing (2 Nov 2016 to 12 Aug 2022)
    • CF30 Customer (22 Oct 2009 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (24 Mar 2021 to 12 Aug 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (21 May 2008 to 7 Oct 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (21 May 2008 to 7 Oct 2009)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 7 Oct 2009)
    • CF21 Investment Adviser (12 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.