Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Patrick James Eltridge

  IRN PJE01089

  • [FCA CF] Material risk taker (5 Mar 2025 to 1 Apr 2026)
  • [FCA CF] Manager of certification employee (24 Jan 2025 to 1 Apr 2026)
  • [FCA CF] Significant management (24 Jan 2025 to 1 Apr 2026)
• Patrick James Howard

  IRN PJH01417

  • CF28 Systems and controls (24 Sep 2008 to 20 Feb 2013)
• Patrik Zeigherman

  IRN PXZ01012

  • CF30 Customer (16 Apr 2015 to 5 Oct 2015)
• Paul Alexander Stephenson

  IRN PXS47919

  • [FCA CF] Material risk taker (since 8 Nov 2022)
  • [FCA CF] Significant management (since 24 Mar 2021)
• Paul Anil Shah

  IRN PAS01157

  • CF30 Customer (29 Sep 2010 to 6 Mar 2016)
• Paul Denham

  IRN PXD00462

  • [FCA CF] Significant management (since 16 Sep 2025)
• Paul John Trevor Howell

  IRN PJH01378

  • [FCA CF] Material risk taker (1 Nov 2016 to 20 May 2019)
  • [FCA CF] Manager of certification employee (1 Nov 2016 to 20 May 2019)
  • [FCA CF] Client dealing (1 Nov 2016 to 20 May 2019)
  • CF30 Customer (28 Jan 2013 to 6 Mar 2016)
• Paul Leslie Adams

  IRN PLA01012

  • CF30 Customer (30 Jul 2009 to 1 Oct 2010)
• Paul Michel Bello

  IRN PXB00831

  • [FCA CF] Client dealing (since 3 Feb 2026)
• Paul Spanswick

  IRN PXS01417

  • SMF1 Chief Executive (7 Mar 2016 to 30 Sep 2016)
  • CF3 Chief Executive (22 Mar 2012 to 6 Mar 2016)
  • CF28 Systems and controls (1 Nov 2007 to 16 Mar 2009)
  • CF1 Director (28 May 2002 to 6 Mar 2016)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.