Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Downing LLP

    FRN 545025

    • [FCA CF] Manager of certification employee (since 1 May 2026)
    • [FCA CF] Client dealing (since 7 Oct 2024)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Oct 2023)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2023)
    • [FCA CF] Significant management (7 Mar 2017 to 31 Oct 2023)
    • [FCA CF] Client dealing (7 Mar 2017 to 31 Oct 2023)
    • CF30 Customer (13 Oct 2010 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 31 Oct 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Oct 2023)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2023)
    • [FCA CF] Significant management (7 Mar 2017 to 31 Oct 2023)
    • CF30 Customer (13 Oct 2010 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (30 Jul 2009 to 1 Oct 2010)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (6 Oct 2008 to 1 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.