Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (19 Aug 2020 to 31 Mar 2023)
    • [FCA CF] Client dealing (3 Nov 2016 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 31 Mar 2023)
    • CF30 Customer (5 Oct 2015 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (16 Apr 2015 to 5 Oct 2015)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (12 May 2010 to 28 Feb 2015)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 2 Jun 2009)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.