Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (19 Aug 2020 to 31 Mar 2023)
- [FCA CF] Client dealing (3 Nov 2016 to 31 Mar 2023)
- [FCA CF] Manager of certification employee (3 Nov 2016 to 31 Mar 2023)
- CF30 Customer (5 Oct 2015 to 6 Mar 2016)
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- CF30 Customer (16 Apr 2015 to 5 Oct 2015)
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- CF30 Customer (12 May 2010 to 28 Feb 2015)
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- CF30 Customer (11 May 2009 to 2 Jun 2009)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.