Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (5 Mar 2025 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (24 Jan 2025 to 1 Apr 2026)
    • [FCA CF] Significant management (24 Jan 2025 to 1 Apr 2026)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (5 Mar 2025 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (24 Jan 2025 to 1 Apr 2026)
    • [FCA CF] Significant management (24 Jan 2025 to 1 Apr 2026)
  • The Mortgage Works (UK) Plc (no longer approved here)

    FRN 189623

    • SMF7 Group Entity Senior Manager (14 Feb 2020 to 20 Jul 2022)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • SMF24 Chief Operations (11 Feb 2019 to 20 Jul 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 10 Feb 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 10 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Feb 2019)
    • CF29 Significant management (1 Mar 2015 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 10 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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