Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 28 Jan 2021)
    • [FCA CF] Client dealing (since 31 Dec 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (1 Nov 2016 to 20 May 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 20 May 2019)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 20 May 2019)
    • CF30 Customer (12 Nov 2008 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (1 Nov 2016 to 20 May 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 20 May 2019)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 20 May 2019)
    • CF30 Customer (28 Jan 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.