Paul Spanswick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF3 Executive Director (7 Mar 2016 to 7 Sep 2016)
    • CF1 Director (18 Jan 2008 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 17 Dec 2008)
    • CF28 Systems and controls (1 Nov 2007 to 19 Nov 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF1 Chief Executive (7 Mar 2016 to 30 Sep 2016)
    • CF3 Chief Executive (22 Mar 2012 to 6 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 16 Mar 2009)
    • CF1 Director (28 May 2002 to 6 Mar 2016)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.