Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Glen Reginald Fairbairn

  IRN GRF01019

  • [FCA CF] Manager of certification employee (since 21 Feb 2023)
  • [FCA CF] Client dealing (since 15 Jul 2021)
  • [FCA CF] Material risk taker (since 13 Jul 2021)
  • [FCA CF] Significant management (13 Jul 2021 to 5 Feb 2026)
• Glen Stuart Bowler

  IRN GSB01067

  • [FCA CF] Manager of certification employee (7 Sep 2020 to 13 Jun 2023)
  • [FCA CF] Material risk taker (18 Nov 2019 to 13 Jun 2023)
  • [FCA CF] Client dealing (4 Dec 2017 to 13 Jun 2023)
• Glenn Anson

  IRN GXA01071

  • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
  • CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)
• Gokay Gecili

  IRN GXG70217

  • [FCA CF] Material risk taker (since 19 Nov 2025)
  • [FCA CF] Client dealing (since 28 May 2025)
• Gordon Renton

  IRN GXR00143

  • [FCA CF] Significant management (5 May 2021 to 28 Feb 2023)
• Greig David Morrish

  IRN GDM01085

  • [FCA CF] Client dealing (22 Oct 2019 to 18 Feb 2022)
  • [FCA CF] Manager of certification employee (22 Oct 2019 to 18 Feb 2022)
  • [FCA CF] Material risk taker (22 Oct 2019 to 18 Feb 2022)
• Guillaume Pierre Nicolas Jamme

  IRN GPJ01027

  • [FCA CF] Material risk taker (since 12 Jul 2021)
  • [FCA CF] Client dealing (since 12 Jul 2021)
• Gurnek Mitch Singh Matharu

  IRN GMM01104

  • [FCA CF] Significant management (2 Nov 2022 to 16 Oct 2023)
  • [FCA CF] Material risk taker (2 Nov 2022 to 16 Oct 2023)
  • [FCA CF] Manager of certification employee (2 Nov 2022 to 16 Oct 2023)
  • [FCA CF] Client dealing (2 Nov 2022 to 16 Oct 2023)
• Gustavo Rafael Rubio Bribiesca

  IRN GRR01040

  • [FCA CF] Material risk taker (12 Nov 2019 to 3 May 2024)
  • [FCA CF] Client dealing (15 Jan 2018 to 3 May 2024)
  • [FCA CF] Manager of certification employee (3 Jan 2018 to 3 May 2024)
• Guy Cole

  IRN GXC00040

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2025)
  • [FCA CF] Significant management (15 Apr 2021 to 10 Mar 2025)

No changes recorded yet.