Gurnek Mitch Singh Matharu

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (2 Nov 2022 to 16 Oct 2023)
    • [FCA CF] Manager of certification employee (2 Nov 2022 to 16 Oct 2023)
    • [FCA CF] Material risk taker (2 Nov 2022 to 16 Oct 2023)
    • [FCA CF] Significant management (2 Nov 2022 to 16 Oct 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (2 Nov 2022 to 16 Oct 2023)
    • [FCA CF] Manager of certification employee (2 Nov 2022 to 16 Oct 2023)
    • [FCA CF] Material risk taker (2 Nov 2022 to 16 Oct 2023)
    • [FCA CF] Significant management (2 Nov 2022 to 16 Oct 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 27 Feb 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Feb 2018)
    • CF30 Customer (10 Jun 2014 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (22 Apr 2010 to 6 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.