Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (26 Nov 2024 to 31 Jan 2026)
- [FCA CF] Material risk taker (26 Nov 2024 to 31 Jan 2026)
- [FCA CF] Manager of certification employee (3 May 2023 to 31 Jan 2026)
- [FCA CF] Client dealing (4 Mar 2022 to 31 Jan 2026)
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- [FCA CF] Material risk taker (22 Oct 2019 to 18 Feb 2022)
- [FCA CF] Client dealing (22 Oct 2019 to 18 Feb 2022)
- [FCA CF] Manager of certification employee (22 Oct 2019 to 18 Feb 2022)
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- [FCA CF] Client dealing (22 Oct 2019 to 18 Feb 2022)
- [FCA CF] Material risk taker (22 Oct 2019 to 18 Feb 2022)
- [FCA CF] Manager of certification employee (22 Oct 2019 to 18 Feb 2022)
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- [PRA CF] Significant risk taker or Material risk taker (30 Jan 2019 to 26 Jul 2019)
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- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 26 Jul 2019)
- [FCA CF] Client dealing (6 Oct 2016 to 26 Jul 2019)
- CF30 Customer (24 Sep 2015 to 6 Mar 2016)
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- CF30 Customer (1 Jul 2010 to 2 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 31 May 2010)
- CF27 Investment Management (25 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.