Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [PRA CF] Significant risk taker or Material risk taker (26 Nov 2024 to 31 Jan 2026)
    • [FCA CF] Material risk taker (26 Nov 2024 to 31 Jan 2026)
    • [FCA CF] Manager of certification employee (3 May 2023 to 31 Jan 2026)
    • [FCA CF] Client dealing (4 Mar 2022 to 31 Jan 2026)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (22 Oct 2019 to 18 Feb 2022)
    • [FCA CF] Client dealing (22 Oct 2019 to 18 Feb 2022)
    • [FCA CF] Manager of certification employee (22 Oct 2019 to 18 Feb 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (22 Oct 2019 to 18 Feb 2022)
    • [FCA CF] Material risk taker (22 Oct 2019 to 18 Feb 2022)
    • [FCA CF] Manager of certification employee (22 Oct 2019 to 18 Feb 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (30 Jan 2019 to 26 Jul 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 26 Jul 2019)
    • [FCA CF] Client dealing (6 Oct 2016 to 26 Jul 2019)
    • CF30 Customer (24 Sep 2015 to 6 Mar 2016)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF30 Customer (1 Jul 2010 to 2 Sep 2011)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF30 Customer (1 Nov 2007 to 31 May 2010)
    • CF27 Investment Management (25 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.