Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (7 Sep 2020 to 13 Jun 2023)
    • [FCA CF] Material risk taker (18 Nov 2019 to 13 Jun 2023)
    • [FCA CF] Client dealing (4 Dec 2017 to 13 Jun 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (18 Nov 2019 to 13 Jun 2023)
    • [FCA CF] Client dealing (15 Nov 2016 to 13 Jun 2023)
    • [FCA CF] Material risk taker (15 Nov 2016 to 13 Jun 2023)
    • CF30 Customer (26 Oct 2015 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 26 Aug 2015)
    • CF22 Investment Adviser (Trainee) (15 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.