Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (7 Sep 2020 to 13 Jun 2023)
- [FCA CF] Material risk taker (18 Nov 2019 to 13 Jun 2023)
- [FCA CF] Client dealing (4 Dec 2017 to 13 Jun 2023)
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- [FCA CF] Manager of certification employee (18 Nov 2019 to 13 Jun 2023)
- [FCA CF] Client dealing (15 Nov 2016 to 13 Jun 2023)
- [FCA CF] Material risk taker (15 Nov 2016 to 13 Jun 2023)
- CF30 Customer (26 Oct 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 26 Aug 2015)
- CF22 Investment Adviser (Trainee) (15 Oct 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.