Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 21 Feb 2023)
- [FCA CF] Client dealing (since 15 Jul 2021)
- [FCA CF] Material risk taker (since 13 Jul 2021)
- [FCA CF] Significant management (13 Jul 2021 to 5 Feb 2026)
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Nomura International Plc
FRN 124422
- [FCA CF] Algorithmic trading (since 14 Feb 2023)
- [FCA CF] Material risk taker (since 13 Jul 2021)
- [FCA CF] Manager of certification employee (since 13 Jul 2021)
- [FCA CF] Client dealing (since 13 Jul 2021)
- [FCA CF] Significant management (13 Jul 2021 to 5 Feb 2026)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Feb 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 14 Jun 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.