Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Client dealing (1 Sep 2016 to 30 Jun 2018)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (8 Jul 2013 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (7 Aug 2012 to 5 Apr 2013)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (7 Aug 2012 to 5 Apr 2013)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
    • CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
    • CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (21 May 2003 to 19 Jul 2006)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 25 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.