Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Sep 2016 to 30 Jun 2018)
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- CF30 Customer (8 Jul 2013 to 6 Mar 2016)
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- CF30 Customer (7 Aug 2012 to 5 Apr 2013)
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- CF30 Customer (7 Aug 2012 to 5 Apr 2013)
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- CF30 Customer (1 Nov 2007 to 13 Aug 2010)
- CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 13 Aug 2010)
- CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (21 May 2003 to 19 Jul 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2003)
- CF26 Customer Trading (1 Dec 2001 to 25 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.