Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ahmad Khoshi

  IRN AXK00887

  • [FCA CF] Client dealing (since 16 May 2024)
• Ahmed El Ayoubi El Idrissi

  IRN AXE61536

  • [FCA CF] Manager of certification employee (since 5 Feb 2026)
  • [FCA CF] Client dealing (since 18 Jun 2025)
• Aishwariya .

  IRN AXX00009

  • [FCA CF] Client dealing (since 12 Sep 2024)
• Aisling Doyle

  IRN AXD00076

  • SMF4 Chief Risk (since 25 Jan 2021)
  • [FCA CF] Significant management (2 Oct 2020 to 24 Jan 2021)
  • [FCA CF] Manager of certification employee (2 Oct 2020 to 24 Jan 2021)
  • [FCA CF] Material risk taker (2 Oct 2020 to 24 Jan 2021)
• Akira Sano

  IRN AXS03302

  • CF30 Customer (28 Jan 2013 to 6 Mar 2016)
• Alain Chanezon

  IRN AXC01825

  • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
  • CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)
• Alan Bevan

  IRN AAB01121

  • [FCA CF] Client dealing (since 29 Sep 2025)
• Alan Carr

  IRN AXC01337

  • CF29 Significant management (1 Nov 2007 to 16 Mar 2009)
  • CF17 Significant Mgt (Other Business Operations) (22 Aug 2006 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (22 Aug 2006 to 31 Oct 2007)
• Alan MacDonald Hookham

  IRN AMH01183

  • [FCA CF] Manager of certification employee (since 28 Jun 2023)
  • [FCA CF] Material risk taker (since 3 Sep 2019)
  • [FCA CF] Client dealing (since 2 Sep 2019)
  • [FCA CF] Client dealing (22 Dec 2017 to 20 May 2019)
  • [FCA CF] Material risk taker (22 Dec 2017 to 20 May 2019)
  • CF30 Customer (10 Jul 2012 to 6 Mar 2016)
• Alan Saunders

  IRN AXS01923

  • [FCA CF] Client dealing (since 14 Jul 2021)
  • [FCA CF] Material risk taker (since 14 Jul 2021)
  • [FCA CF] Manager of certification employee (since 7 Sep 2020)
  • CF30 Customer (1 Nov 2007 to 31 Oct 2012)
  • CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)

No changes recorded yet.