Alan Saunders

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Material risk taker (since 14 Jul 2021)
    • [FCA CF] Client dealing (since 14 Jul 2021)
    • [FCA CF] Manager of certification employee (since 7 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 31 Oct 2012)
    • CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 1 Nov 2016)
    • [FCA CF] Material risk taker (since 1 Nov 2016)
    • [FCA CF] Client dealing (since 1 Nov 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.