Alan MacDonald Hookham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 28 Jun 2023)
    • [FCA CF] Material risk taker (since 2 Sep 2019)
    • [FCA CF] Client dealing (since 2 Sep 2019)
    • [FCA CF] Algorithmic trading (28 Jun 2023 to 9 Jul 2023)
    • [FCA CF] Material risk taker (27 Oct 2017 to 20 May 2019)
    • [FCA CF] Client dealing (3 Nov 2016 to 20 May 2019)
    • CF30 Customer (1 Mar 2010 to 6 Mar 2016)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 28 Jun 2023)
    • [FCA CF] Material risk taker (since 3 Sep 2019)
    • [FCA CF] Client dealing (since 2 Sep 2019)
    • [FCA CF] Client dealing (22 Dec 2017 to 20 May 2019)
    • [FCA CF] Material risk taker (22 Dec 2017 to 20 May 2019)
    • CF30 Customer (10 Jul 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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