Alan Carr

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 12 Jun 2009)
    • CF26 Customer Trading (18 Sep 2003 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF29 Significant management (1 Nov 2007 to 16 Mar 2009)
    • CF17 Significant Mgt (Other Business Operations) (22 Aug 2006 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (22 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.