Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- SMF4 Chief Risk (since 25 Jan 2021)
- [FCA CF] Material risk taker (2 Oct 2020 to 24 Jan 2021)
- [FCA CF] Significant management (2 Oct 2020 to 24 Jan 2021)
- [FCA CF] Manager of certification employee (2 Oct 2020 to 24 Jan 2021)
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Nomura Bank International Plc.
FRN 204419
- SMF4 Chief Risk (since 25 Jan 2021)
- [FCA CF] Significant management (2 Oct 2020 to 24 Jan 2021)
- [FCA CF] Manager of certification employee (2 Oct 2020 to 24 Jan 2021)
- [FCA CF] Material risk taker (2 Oct 2020 to 24 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.