Nippon Life Schroders Asset Management Europe Limited

Companies House
03709605
Last scraped
15 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000
    Web
    https://www.schroders.com

  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +442076586000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Calvert Cheston Burkhart

    IRN CCB01028

    • (296)CF26 Customer Trading (3 Oct 2003 to 30 Apr 2004)
    • (297)CF17 Significant Mgt (Other Business Operations) (8 Sep 2003 to 30 Apr 2004)
    • (295)CF27 Investment Management (1 Dec 2001 to 29 Aug 2003)
  • Carlo Angelo Trabattoni

    IRN CAT01063

    • (172)CF1 Director (1 Sep 2012 to 23 May 2016)
  • Carole Hellen Ryan Hofbeck

    IRN CHH01011

    • (94)CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2005)
  • Carolina Minio-Paluello

    IRN CXM01231

    • (126)[FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2022)
    • (125)[FCA CF] Material risk taker (1 Oct 2020 to 30 Jun 2022)
  • Cecilia Vernerson

    IRN CXV00040

    • (201)[FCA CF] Material risk taker (14 Jun 2021 to 19 Oct 2021)
  • Charles Christopher Prideaux

    IRN CCP01013

    • (267)[FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
    • (268)[FCA CF] Manager of certification employee (1 Oct 2020 to 6 Jun 2022)
  • Christine Wareham

    IRN CXB01780

    • (260)CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
    • (261)CF15 Internal Audit (11 Oct 2007 to 31 Oct 2007)
  • Christopher Keith Sandum

    IRN CKS01011

    • (235)SMF3 Executive Director (10 Dec 2019 to 14 Apr 2026)
  • Christopher Martin Doe

    IRN CMD01035

    • (28)CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • (29)CF27 Investment Management (1 Dec 2001 to 2 Dec 2005)
  • Christopher Thomas Forster

    IRN CTF01005

    • (49)CF14 Risk Assessment (9 Feb 2006 to 19 Jan 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. status changed: No longer authorised

  2. trading name added: NLI Investments Europe Limited

  3. trading name added: Nissay Schroders Asset Management Europe Limited

  4. trading name added: Nissay Deutsche Asset Management Europe Limited

  5. trading name added: Morgan Grenfell

  6. permission removed: Advising on P2P agreements

  7. permission removed: Advising on investments (except on Pension Transfers and Pension Opt Outs)

  8. permission removed: Agreeing to carry on a regulated activity

  9. permission removed: Arranging (bringing about) deals in investments

  10. permission removed: Arranging safeguarding and administration of assets

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