Carole Hellen Ryan Hofbeck

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BP Oil International Limited (no longer approved here)
FRN 140457
- CF10 Compliance Oversight (5 Feb 2009 to 5 Jan 2011)
BRITANNIC TRADING LIMITED (no longer approved here)
FRN 140459
- CF10 Compliance Oversight (5 Feb 2009 to 5 Jan 2011)
Britannic Energy Trading Limited (no longer approved here)
FRN 184256
- CF10 Compliance Oversight (5 Feb 2009 to 1 Jun 2011)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- CF10 Compliance Oversight (28 Jun 2005 to 12 Jan 2006)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (94)CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2005)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (94)CF10 Compliance Oversight at Nippon Life Schroders Asset Management Europe Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.