Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Jupiter Unit Trust Managers Limited
FRN 122488
- SMF5 Head of Internal Audit (since 1 Jan 2023)
- [FCA CF] Significant management (18 Jun 2021 to 31 Dec 2022)
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Jupiter Asset Management Limited
FRN 141274
- SMF5 Head of Internal Audit (since 1 Jan 2023)
- [FCA CF] Significant management (18 Jun 2021 to 31 Dec 2022)
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JUPITER INVESTMENT MANAGEMENT LIMITED
FRN 171847
- SMF5 Head of Internal Audit (since 1 Jan 2023)
- [FCA CF] Significant management (18 Jun 2021 to 31 Dec 2022)
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- SMF5 Head of Internal Audit (7 Mar 2016 to 6 Feb 2019)
- CF28 Systems and controls (9 Jan 2012 to 6 Mar 2016)
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- CF28 Systems and controls (13 Feb 2009 to 27 Dec 2011)
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- CF28 Systems and controls (1 Nov 2007 to 27 Dec 2011)
- CF15 Internal Audit (11 Oct 2007 to 31 Oct 2007)
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- (260)CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
- (261)CF15 Internal Audit (11 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (260)CF28 Systems and controls at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (261)CF15 Internal Audit at Nippon Life Schroders Asset Management Europe Limited