Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF13 Chair of the Nominations Committee (since 15 Oct 2025)
    • SMF9 Chair of the Governing Body (since 15 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2025 to 15 Oct 2025)
    • CF29 Significant management (21 Dec 2010 to 5 Feb 2017)
    • CF1 Director (29 Jan 2010 to 25 Mar 2014)
    • CF30 Customer (1 Dec 2009 to 31 Mar 2017)
    • SMF13 Chair of the Nominations Committee (since 15 Oct 2025)
    • SMF9 Chair of the Governing Body (since 15 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2025 to 15 Oct 2025)
    • CF29 Significant management (21 Dec 2010 to 5 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2017)
    • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
    • CF1 Director (16 Sep 2002 to 25 Mar 2014)
    • CF27 Investment Management (1 Dec 2001 to 21 Sep 2005)
    • SMF9 Chair of the Governing Body (since 15 Oct 2025)
    • SMF13 Chair of the Nominations Committee (since 15 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2025 to 15 Oct 2025)
    • CF1 Director (15 Sep 2011 to 25 Mar 2014)
    • CF29 Significant management (21 Dec 2010 to 5 Feb 2017)
    • CF30 Customer (23 Dec 2008 to 31 Mar 2017)
  • Schroder Wealth Management (US) Limited (no longer approved here)

    FRN 781869

    • [FCA CF] Material risk taker (26 Sep 2022 to 27 Nov 2023)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Manager of certification employee (8 Jun 2022 to 31 Dec 2024)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Dec 2024)
    • [FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (268)[FCA CF] Manager of certification employee (1 Oct 2020 to 6 Jun 2022)
    • (267)[FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 7 Jun 2022)
    • [FCA CF] Material risk taker (1 Oct 2020 to 31 Dec 2024)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Material risk taker (1 Oct 2020 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Dec 2024)
  • Schroder Pension Management Limited (no longer approved here)

    FRN 442769

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Dec 2024)
    • SMF18 Other Overall Responsibility (18 Feb 2019 to 30 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (267)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited

  2. controlled function added: (268)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited