This firm is no longer authorised by the FCA.
It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.
Nippon Life Schroders Asset Management Europe Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4402076586000
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Complaints Contact
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +442076586000
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas Peter Wood
IRN NPW01032
- (206)CF26 Customer Trading (29 Nov 2002 to 30 Jan 2006)
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Nigel David Bongard
IRN NDB01018
- (82)CF11 Money Laundering Reporting (19 Jan 2007 to 1 Jan 2010)
- (83)CF10 Compliance Oversight (9 Feb 2006 to 1 Jan 2010)
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Nigel John Drury
IRN NJD01134
- (178)[FCA CF] Significant management (1 Mar 2021 to 30 Jun 2025)
- (177)[FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2025)
- (176)[FCA CF] Material risk taker (1 Oct 2020 to 30 Jun 2025)
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Nobuhiko Shimura
IRN NXS01626
- (55)CF30 Customer (18 Jun 2010 to 29 Oct 2012)
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Noriyuki Takizawa
IRN NXT01315
- (57)CF30 Customer (14 Nov 2013 to 27 Mar 2017)
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Patrick Brenner
IRN PXB00396
- (217)[FCA CF] Material risk taker (17 Dec 2024 to 23 Sep 2025)
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Patrick Nicholas Charles Walker
IRN PNW01014
- (41)CF2 Non Executive Director (1 Dec 2001 to 2 Dec 2005)
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Patrick Thomas Galligan
IRN PTG01023
- (158)CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
- (160)CF15 Internal Audit (19 Mar 2007 to 3 Oct 2007)
- (161)CF14 Risk Assessment (19 Mar 2007 to 31 Oct 2007)
- (159)CF27 Investment Management (1 Dec 2001 to 26 Aug 2004)
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Paul Andrew Forshaw
IRN PAF01061
- (237)SMF3 Executive Director (27 Mar 2020 to 30 Jan 2025)
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Paul Anthony Burke
IRN PAB01209
- (23)CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 30 Jan 2004)
- (22)CF27 Investment Management (1 Dec 2001 to 21 Jul 2003)
Recent activity
Updates to this firm's record on the FCA register.
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status changed: No longer authorised
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trading name added: NLI Investments Europe Limited
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trading name added: Nissay Schroders Asset Management Europe Limited
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trading name added: Nissay Deutsche Asset Management Europe Limited
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trading name added: Morgan Grenfell
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permission removed: Advising on P2P agreements
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permission removed: Advising on investments (except on Pension Transfers and Pension Opt Outs)
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permission removed: Agreeing to carry on a regulated activity
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permission removed: Arranging (bringing about) deals in investments
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permission removed: Arranging safeguarding and administration of assets