Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Millennium Global Investments Limited
FRN 171039
- [FCA CF] Significant management (since 1 Apr 2021)
- [FCA CF] Client dealing (since 1 Apr 2021)
- [FCA CF] Manager of certification employee (since 1 Apr 2021)
- [FCA CF] Material risk taker (1 Apr 2021 to 31 Mar 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (21 Feb 2007 to 31 Oct 2007)
-
- CF26 Customer Trading (30 Nov 2005 to 31 Jan 2007)
-
- (206)CF26 Customer Trading (29 Nov 2002 to 30 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (206)CF26 Customer Trading at Nippon Life Schroders Asset Management Europe Limited