Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Apr 2021)
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • [FCA CF] Manager of certification employee (since 1 Apr 2021)
    • [FCA CF] Material risk taker (1 Apr 2021 to 31 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (21 Feb 2007 to 31 Oct 2007)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF26 Customer Trading (30 Nov 2005 to 31 Jan 2007)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (206)CF26 Customer Trading (29 Nov 2002 to 30 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (206)CF26 Customer Trading at Nippon Life Schroders Asset Management Europe Limited