Nigel David Bongard

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Business Loan Network Limited (no longer approved here)

    FRN 724062

    • CF10 Compliance Oversight (7 Aug 2017 to 1 Nov 2017)
    • CF1 Director (7 Aug 2017 to 8 Aug 2017)
    • CF11 Money Laundering Reporting (7 Aug 2017 to 1 Nov 2017)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • CF11 Money Laundering Reporting (1 Apr 2010 to 4 Dec 2014)
    • CF10 Compliance Oversight (1 Apr 2010 to 4 Dec 2014)
  • BT Pension Scheme Management Limited (no longer approved here)

    FRN 486368

    • CF11 Money Laundering Reporting (13 Feb 2009 to 19 Dec 2012)
    • CF10 Compliance Oversight (13 Feb 2009 to 19 Dec 2012)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF11 Money Laundering Reporting (19 Jan 2007 to 4 Dec 2014)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Dec 2014)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (82)CF11 Money Laundering Reporting (19 Jan 2007 to 1 Jan 2010)
    • (83)CF10 Compliance Oversight (9 Feb 2006 to 1 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (82)CF11 Money Laundering Reporting at Nippon Life Schroders Asset Management Europe Limited

  2. controlled function added: (83)CF10 Compliance Oversight at Nippon Life Schroders Asset Management Europe Limited