Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Material risk taker (since 17 Dec 2024)
- [FCA CF] Client dealing (since 29 Sep 2021)
- [FCA CF] Manager of certification employee (since 29 Sep 2021)
- [FCA CF] Material risk taker (26 Sep 2022 to 12 Jun 2024)
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- [FCA CF] Manager of certification employee (since 29 Sep 2021)
- [FCA CF] Client dealing (since 29 Sep 2021)
- [FCA CF] Material risk taker (17 Dec 2024 to 28 Sep 2025)
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Schroders IS Limited
FRN 195028
- [FCA CF] Manager of certification employee (since 3 Oct 2023)
- [FCA CF] Material risk taker (17 Dec 2024 to 28 Sep 2025)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 17 Dec 2024)
- [FCA CF] Manager of certification employee (since 29 Sep 2021)
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- (217)[FCA CF] Material risk taker (17 Dec 2024 to 23 Sep 2025)
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- [FCA CF] Material risk taker (17 Dec 2024 to 23 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (217)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited