Nippon Life Schroders Asset Management Europe Limited

Companies House
03709605
Last scraped
15 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000
    Web
    https://www.schroders.com

  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +442076586000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul James Chislett

    IRN PJC01341

    • (294)[FCA CF] Material risk taker (1 Oct 2020 to 14 Sep 2022)
  • Paul Keith Chappell

    IRN PKC01020

    • (60)CF26 Customer Trading (24 Feb 2005 to 14 Oct 2005)
    • (59)CF27 Investment Management (1 Dec 2001 to 24 Feb 2005)
  • Peter Harrison

    IRN PXH01235

    • (194)[FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
    • (195)[FCA CF] Manager of certification employee (1 Oct 2020 to 11 Nov 2024)
    • (193)CF16 Significant Mgt (Desgntd Investment Business) (1 Feb 2005 to 8 Jul 2005)
  • Peter Lindop Hall

    IRN PLH01032

    • (292)[FCA CF] Material risk taker (1 Oct 2020 to 22 Feb 2022)
    • (293)[FCA CF] Manager of certification employee (1 Oct 2020 to 22 Feb 2022)
  • Philip Christopher Wallace

    IRN PCW01049

    • (287)CF11 Money Laundering Reporting (16 Nov 2011 to 31 Jan 2018)
  • Philip Robert Middleton

    IRN PRM01182

    • (241)[FCA CF] Material risk taker (1 Feb 2023 to 2 Dec 2024)
  • Philip Wayne Gallo

    IRN PWG01045

    • (170)[FCA CF] Material risk taker (1 Oct 2020 to 14 Sep 2022)
    • (171)[FCA CF] Manager of certification employee (1 Oct 2020 to 8 Nov 2021)
  • Philippe Jacques Lespinard

    IRN PJL01091

    • (257)[FCA CF] Significant management (1 Oct 2020 to 31 Mar 2021)
  • Rajvinder Dhami

    IRN RXD01698

    • (248)SMF16 Compliance Oversight (18 Oct 2024 to 14 Apr 2026)
  • Richard Anthony Mountford

    IRN RAM01078

    • (190)[FCA CF] Material risk taker (1 Oct 2020 to 31 Aug 2021)
    • (191)[FCA CF] Manager of certification employee (1 Oct 2020 to 24 Jan 2021)
    • (192)CF1 Director (5 Oct 2011 to 14 Sep 2012)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (284)CF1 Director

  2. controlled function added: (283)CF3 Chief Executive

  3. controlled function added: (282)CF8 Apportionment and Oversight

  4. controlled function added: (281)CF27 Investment Management

  5. controlled function added: (280)SMF3 Executive Director

  6. controlled function added: (279)SMF1 Chief Executive

  7. controlled function added: (278)SMF3 Executive Director

  8. controlled function added: (277)SMF17 Money Laundering Reporting Officer (MLRO)

  9. controlled function added: (276)CF1 Director

  10. controlled function added: (275)CF1 Director

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